Disclaimers & Disclosures | M. Griffith Investment Services, Inc.

Disclaimers & Disclosures

 

Important Information About Opening An Account

Business Recovery Continuity Plan

Order Routing Practices

How SIPC Protects You 

Excess Insurance Coverage Maintained by Wells Fargo Clearing Services

Above and beyond SIPC coverage, Wells Fargo Clearing Services maintains additional insurance coverage through Lexington Insurance Company, an AIG Company (referred to here as "Lexington"). For clients who have received the full SIPC payout limit, Wells Fargo Clearing Services' policy with Lexington provides additional coverage above the SIPC limits for any missing securities and cash in client investment accounts up to a firm aggregate limit of $1 billion (including up to $1.9 million for cash per client). In other words, the aggregated amount of all client losses covered under this policy is subject to a limit of $1 billion with each client covered up to $1.9 million for cash.

About Lexington Insurance Company

Lexington Insurance Company is the leading U.S.-based surplus lines insurer. For more information about Lexington, please visit lexingtoninsurance.com.

Financial Times Top 300

The 2016 Financial Times 300 Top Registered Investment Advisors is an independent listing produced by the Financial Times (June, 2016). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. As identified by the FT, the listing reflected each practice’s performance in six primary areas, including assets under management, asset growth, compliance record, years in existence, credentials and accessibility. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.